Senior Auditor - Risk Management
Company: New York Community Bancorp, Inc.
Location: Hicksville
Posted on: June 21, 2022
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Job Description:
JOB SUMMARYThe Senior Auditor will conduct audits ranging from
simple to complex; generate work papers based on testing of audit
procedures established during the planning phase of the audit
process; effectively communicate findings; and follow-up on
outstanding audit and regulatory issues.
ESSENTIAL FUNCTIONSEffectively analyzes and assesses risk to
develop audit procedures, execute test procedures, and conclude on
the operating effectiveness of relevant controls. Plans the audit
engagement by documenting the planning process in the Planning
Memorandum. Effectively leads interviews/meetings to ensure
relevant information is obtained for analysis. Works independently
to execute audit procedures, and updates the Audit Manager at
appropriate times (e.g., weekly status of audit control testing,
scope changes, identification of potential issues, etc.). Performs
an appropriate level of testing based on the scope and risk,
without over- or under-auditing. Produces work paper documentation
that is clear and concise, provides adequate detail of work
performed and conclusions reached, meets IAD and professional
standards, requires minimal revisions/review notes, and is
sufficient to receive a satisfactory rating from external
reviewers, i.e., KPMG, FRB, FDIC, NYS. Proposes solutions and
recommendations to the Audit Manager and/or Audit Director when
obstacles or problems are encountered throughout the audit.
Proposes and identifies opportunities for continuous auditing. Runs
continuous auditing query and reviews results for potential
findings. Manages time (by keeping abreast of audit status and
hours incurred) to meet established deadlines, milestones, and time
budgets. Is responsive to client requests, and fosters positive
working relationships with auditees and the audit team. Supervises,
as assigned, the performance and completion of the audit procedures
to provide assurance that work was performed effectively and
relevant control weaknesses were identified and reported.
Identifies control issues and findings timely, and ensures findings
are based on relevant facts and are accurately characterized (based
on risk). Documents control findings in observation forms timely
using the standard format (issue, background, findings, root cause,
risk effect, recommendation). Clearly communicates control findings
to audit clients as they are identified, and works with clients to
develop effective agreed upon actions with related timeframes for
completion. Shares IA process and business area knowledge with team
members. Fosters a team environment, is inclusive and works well
with others. May provide support, such as coaching, mentoring,
training, etc. to help other team members. MAY ALSO BE REQUIRED TO:
Conduct periodic on-site branch audits according to an established
audit schedule. Identify and document risks and controls.
Communicate branch audit findings to Audit Manager and/or Audit
Director, branch management and regional management. Identify and
suggest solutions, develop findings and recommendations for
drafting of audit reports. Performs special projects, and
additional duties and responsibilities as required. Where
applicable and when performing the responsibilities of the job,
employees are accountable to maintain Sarbanes-Oxley compliance and
adhere to internal control policies and procedures.Job
Requirements:EDUCATION AND EXPERIENCE Bachelor's Degree in
Accounting or Finance. CPA and/or CIA preferred, or currently in
process. Four to ten years audit experience in Financial Services
Industry and/or large public accounting firm(s); preferably
community banking.
KNOWLEDGE, SKILLS AND ABILITIES Broad knowledge of banking,
accounting, and internal controls and the ability to apply
knowledge in an audit function. Knowledge of consumer regulatory
compliance requirements. Proficient in the use of Microsoft Excel
and Word. Solid verbal, written and interpersonal communication
skills. Solid analytical skills. Ability to travel. Ability to work
with all levels of staff and Management. Ability to handle multiple
tasks simultaneously and meet established deadlines.
NEW YORK COMMUNITY BANK. Based in Hicksville, NY, New York
Community Bank is a New York State-chartered savings bank serving
customers throughout Metro New York, New Jersey, Ohio, Arizona and
Florida. New York Community Bank serves customers through over 200
branches featuring a divisional structure: Queens County Savings
Bank, Roslyn Savings Bank, Richmond County Savings Bank, Roosevelt
Savings Bank and Atlantic Bank in New York; Garden State Community
Bank in New Jersey; Ohio Savings Bank in Ohio; and AmTrust Bank in
Florida and Arizona. With a longstanding reputation of strength,
stability and service, NYCB is proud to be committed to the
communities it serves. To learn more about the NYCB Family of Banks
visit us at .Help recruit top talent for NYCB through the employee
referral program. All NYCB employees are encouraged to submit
referrals. Locate top talent right in the community where you live,
work and play. Amazing individuals are all around be sure to let
them know how they can become a part of the NYCB family. NYCB is an
equal opportunity employer that prohibits discrimination on the
basis of race, color, age, sex, national origin, ethnicity,
religion, marital status, disability, military status, veteran
status, domestic violence victim status, gender identity or
expression, sexual orientation, genetic information and any other
classification protected by applicable federal, state, or local law
or ordinance. This policy against discrimination applies to all
terms and conditions of employment including, but not limited to:
recruitment and selection, promotion and demotion, transfer,
training and development, compensation, benefits, leaves of absence
and termination. NYCB will consider reasonable accommodations for
employees and applicants with disabilities, as well as
accommodations that are necessary for an employee to practice their
religious faith.
Keywords: New York Community Bancorp, Inc., Hicksville , Senior Auditor - Risk Management, Accounting, Auditing , Hicksville, New York
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